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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-06-03 |
Branch Locations
500 Chestnut Street Suite 1300, Abilene, TX 79602 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Abilene | TX | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Abilene | TX | 11/2016 | 06/2020 |
| Stifel Nicolaus & Co Inc | Abilene | TX | 06/2020 | Present |
1. LGIC; 32 Sumac Pagosa Springs, CO 81147; partnership; partner; advice and opinion as partner; 04/05/2004; 1hr/mth; Not during securities trading hours; Investment related 2. Rental Property; 1034 Cabernet, Abilene, TX 79601; Rental; Owner; 06/15/2017; 3 Hours per Year; Not During Securities Trading Hours; Investment-Related. 3. Volunteer Services Committee; 2501 Maple Abilene, TX 79602; Helping handicapped residents at living center; Board Member; Consult and participate in volunteer activities; 08/13/2009; 25 Hours per Year; Not During Securities Trading Hours; Not Investment-Related. 4. PAPA Missions; 1602 Avenue Q, Lubbock, TX 79401; Charity, Medical Missions; Board Member; Advisory Member; 01/01/2004; 10 Hours per Year; Not During Securities Trading Hours; Not Investment-Related. 5. Napa Cottages Home Owners Association; 3409 S. 14th Suite 110 Abilene TX 79602; Home owners association; President; preside over meetings of the homeowners association meetings; 01/01/2025; 2 hrs/month; During security trading hours; Not Investment-Related 6.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-01-31 |
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