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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2002-05-28
  • CA RA
    APPROVED
    Since 2002-05-28

Branch Locations

9465 Wilshire Boulevard Suite 700, Beverly Hills, CA 90212-2351 • United States

2361 Rosecrans Ave Suite 460, El Segundo, CA 90245-7910 • United States

Manhattan Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Beverly Hills/Santa Monica CA 03/2008 Present
  • 03/2008 → Present
    Rbc Capital Markets Corporation
    Beverly Hills/Santa Monica, CA
Other Businesses

(1) OB'S BAR AND GRILL; ADDRESS: 3610 HIGHLAND AVE., MANHATTAN BEACH, CA 90266; BUSINESS DESCRIPTION: BAR AND GRILL; NOT INVESTMENT RELATED; START DATE: 01/01/1999; CAPACITY: OWNER-PASSIVE; DUTIES: NONE; HOURS DEVOTED PER WEEK: NONE; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE (2) PL CATALPA DRIVE, LLC; ADDRESS: 3621 N SEPULVEDA BLVD #3, MANHATTAN BEACH, CA 90266; BUSINESS DESCRIPTION: PROPERTY PURCHASE LLC; NOT INVESTMENT RELATED; START DATE: 05/01/2017; CAPACITY: OWNER-PASSIVE; DUTIES: NONE; HOURS DEVOTED PER WEEK: NONE; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE (3) RENTAL PROPERTY; ADDRESS: 13325 HANSWORTH AVE., HAWTHORNE, CA; BUSINESS DESCRIPTION: RENTAL PROPERTY; NOT INVESTMENT RELATED; START DATE: 11/09/2017; CAPACITY: OWNER-PASSIVE; DUTIES: NONE; HOURS DEVOTED PER MONTH: NONE; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE (4) Name: Rental Property - Spinning Address: 15720 Spinning Avenue Gardena CA 90249 Business Description: Rental Property Business is not investment related Projected Start Date: 11/01/20 Capacity: Owner - Passive Duties Performed: None -my husband handles all of the duties. Devoted to this OBA per Month: 0 Hours Devoted to this OBA during business hours: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-07
S63 Uniform Securities Agent State Law Examination 1985-06-03
  • S65 Uniform Investment Adviser Law Examination
    1999-06-07
  • S63 Uniform Securities Agent State Law Examination
    1985-06-03
Designations
Other Names
  • Patricia Faye Wesolik
  • Patricia Faye Wesolik
  • Trish Delk

View on SEC IAPD

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