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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2020-03-25
TX RA APPROVED_RES 2020-03-19
  • IL RA
    APPROVED
    Since 2020-03-25
  • TX RA
    APPROVED_RES
    Since 2020-03-19

Branch Locations

1515 W 22Nd St Ste 700, Oak Brook, IL 60523 • United States

Hinsdale, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 05/2013 03/2020
Wells Fargo Clearing Services, Llc Oak Brook IL 03/2020 Present
Previous Registrations
  • 2013-05-21 → 2020-03-19
    Aurora, IL
    St Louis, MO
    Hinsdale, IL
    Hinsdale, IL
    Downers Grove, IL
    Hinsdale, IL
  • 2011-05-05 → 2013-04-18
    Chicago, IL
  • 2002-09-24 → 2011-01-13
    Phoenix, AZ
    Minneapolis, MN
    Fort Lauderdale, FL
    Oakbrook Terrace, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-12
S65 Uniform Investment Adviser Law Examination 1994-03-24
S63 Uniform Securities Agent State Law Examination 1986-05-08
  • S66 Uniform Combined State Law Examination
    2013-07-12
  • S65 Uniform Investment Adviser Law Examination
    1994-03-24
  • S63 Uniform Securities Agent State Law Examination
    1986-05-08

View on SEC IAPD

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