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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-05 |
| AL | RA | APPROVED | 2021-08-23 |
Branch Locations
2839 Culver Rd. Ste. 206, Birmingham, AL 35223 • United States
203 Jamestown Blvd. Ste. 1, Dothan, AL 36301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Inc. | Birmingham | AL | 03/1997 | 08/2021 |
| Massmutual Life Insurance Company | Birmingham | AL | 12/1996 | 08/2021 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 08/2021 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 08/2021 | Present |
1) INSURANCE, 2839 CULVER ROAD SUITE 206 BIRMINGHAM AL 35223, 12/1984, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 120 HR/MONTH 100 HR/MONTH TRADING 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO 40 HR/MO TRADING, 08/2021 3) ADVISORYSOUTH LLC, 2839 CULVER ROAD SUITE 206 BIRMINGHAM AL 35223, 08/2021, DBA, SECURITIES BUSINESS, INV REL, 30 HR/MO 30 HR/MO TRADING 4) E & J HOLDINGS, LLC, 3672 Rockhill Circle, Birmingham AL 35223, 01/15/2024, Owner, Real Estate, NIR, 0 HR/MO, 0 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-01-25 |
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