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James Robert Lewis

Stifel, Nicolaus & Company, Incorporated

Lancaster, OH

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2014-05-01
  • OH RA
    APPROVED
    Since 2014-05-01

Branch Locations

109 East Main Street, Suite 308, Lancaster, OH 43130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Lancaster OH 04/2014 Present
  • 04/2014 → Present
    Stifel Nicolaus & Co Inc
    Lancaster, OH
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-02-20
  • S63 Uniform Securities Agent State Law Examination
    1985-02-20

View on SEC IAPD

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