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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2005-11-16
  • OH RA
    APPROVED
    Since 2005-11-16

Branch Locations

2152 Schorrway Drive, Lancaster, OH 43130 • United States

680 West Waterloo Street, Canal Winchester, OH 43110 • United States

809 S. High Street, Columbus, OH 43206 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Columbus OH 02/2005 Present
  • 02/2005 → Present
    Fifth Third Securities
    Columbus, OH
Previous Registrations
  • 2002-04-15 → 2004-12-02
    Natcity Investments, Inc.
    Columbus, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-07-23
  • S66 Uniform Combined State Law Examination
    2001-07-23
Other Names
  • Carrie L Gath
  • Carrie L Winegardner

View on SEC IAPD

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