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5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2005-01-14 |
Branch Locations
1845 Precinct Line Rd Suite 101, Hurst, TX 76054 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prospera Financial Services, Inc. | Dallas | TX | 04/2000 | Present |
1.) Mr. Whiteman is Trustee of the Harris Settlor Trust. While this business is investment related Mr. Whiteman will spending 1-9% of his weekly hours a week conducting this role as Trustee. No compensation is generated from this business.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-01-29 |
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