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Catherine Watson Rusk

Ubs Financial Services Inc.

Newport Beach, CA

Irvine, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-10-03
CA RA APPROVED 2022-09-30
  • TX RA
    APPROVED_RES
    Since 2022-10-03
  • CA RA
    APPROVED
    Since 2022-09-30

Branch Locations

888 San Clemente Drive, Newport Beach, CA 92660 • United States

Irvine, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Newport Beach CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Newport Beach CA 11/2016 09/2022
Ubs Financial Services, Inc Newport Beach CA 09/2022 Present
Previous Registrations
  • 2011-01-03 → 2022-10-06
    Wells Fargo Clearing Services, Llc
    Irvine, CA
    Los Angeles, CA
    Irvine, CA
  • 2004-05-05 → 2011-01-03
    Wells Fargo Investments, Llc
    Newport Beach, CA
    Newport Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-05-04
  • S66 Uniform Combined State Law Examination
    2004-05-04
Other Names
  • Catherine Watson Kells
  • Catherine Ann Watson
  • Catherine Watson Rusk
  • Catherine Ann Watson

View on SEC IAPD

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