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Tammy Milling

Wells Fargo Advisors Financial Network, LLC

St. Louis, MO

Tacoma, WA

Wells Fargo Clearing Services, LLC

St. Louis, MO

Tacoma, WA

Tacoma, WA

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2024-02-13
  • WA RA
    APPROVED
    Since 2024-02-13

Branch Locations

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

1201 Pacific Ave, Tacoma, WA 98402 • United States

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2019-04-23
  • WA RA
    APPROVED
    Since 2019-04-23

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

1201 Pacific Ave, Tacoma, WA 98402 • United States

1201 Pacific Ave, Tacoma, WA 98402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Enumclaw WA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Enumclaw WA 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-10-11
S63 Uniform Securities Agent State Law Examination 1992-09-08
  • S65 Uniform Investment Adviser Law Examination
    1994-10-11
  • S63 Uniform Securities Agent State Law Examination
    1992-09-08
Other Names
  • Tammy Ann Milling

View on SEC IAPD

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