Jeffrey Marc Haller

Current Employers

Equity Services, Inc.

One National Life Drive, Montpelier, VT 05604 • United States

Current Registrations

Authority	Category	Status	Date
ME	RA	APPROVED	2010-03-17

ME RA
APPROVED

Since 2010-03-17

Branch Locations

354 Mountain View Dr. Suite 200, Colchester, VT 05446 • United States

Topsham, ME • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Nl Financial Alliance	Portland	ME	06/2005	Present
Equity Services, Inc	Montpelier	VT	08/2006	Present

06/2005 → Present

Nl Financial Alliance

Portland, ME
08/2006 → Present

Equity Services, Inc

Montpelier, VT

Other Businesses

NL FINANCIAL ALLIANCE,11 OLD FARM ROAD,TOPSHAM,ME 04086,INVESTMENT RELATED,INSURANCE SALES, SALES AGENT, 06/2005 - PRESENT, 240 HOURS/MO, DUR TRD HRS,I AM AN AGENT TO SELL BUT NOT LIMITED TO LIFE,DISABILITY,ANNUITIES,AND HEALTH.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-02-26
S63	Uniform Securities Agent State Law Examination	2006-12-10

S65 Uniform Investment Adviser Law Examination

2010-02-26
S63 Uniform Securities Agent State Law Examination

2006-12-10

Other Names

Jeffrey Haller

View on SEC IAPD

Current Employers

Equity Services, Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

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