Farhad Noory Shaya

Employer firm

Oppenheimer & Co. Inc. CRD 249

$36.7B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Miami, FL
• 11/2016 → 10/2021
  Wells Fargo Clearing Services, Llc
  Miami, FL
• 10/2021 → Present
  Oppenheimer & Co., Inc
  Miami, FL

Previous Registrations

• 2003-07-01 → 2021-11-04
  Wells Fargo Clearing Services, Llc
  Miami, FL
  Miami, FL
• 1997-01-03 → 2003-07-01
  Prudential Equity Group, Llc
  Miami, FL

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-05-21
• S63 Uniform Securities Agent State Law Examination
  1985-01-29

Other Names

• Fred Shaya
• Farhad Noory Shaya
• Farhad Shaya
• Farhad Noory Shaya
• Farhad Fred N Shaya
• Farhad N Shaya