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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-05-17 |
| MD | RA | APPROVED | 2023-05-05 |
Branch Locations
410 Severn Avenue Suite 211, Annapolis, MD 21403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Annapolis | MD | 03/2009 | 05/2023 |
| City National Bank | Annapolis | MD | 08/2019 | 05/2023 |
| Morgan Stanley Smith Barney Llc | Annapolis | MD | 05/2023 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 05/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-08-19 |
| S63 | Uniform Securities Agent State Law Examination | 1984-12-21 |
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