Kathleen Webb Roat

Current Employers

Employment History

• 06/1995 → Present
  (Dba) Kathleen Roat & Company Inc
  Orlando, FL
• 07/2008 → 08/2017
  Lincoln Financial Securities Cor
  Orlando, FL
• 08/2017 → 02/2025
  Concourse Financial Group Securities Inc
  Orlando, FL
• 06/2021 → 02/2025
  Concourse Financial Group Securities Inc
  Orlando, FL
• 01/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 01/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2021-07-29 → 2025-02-21
  Concourse Financial Group Securities, Inc.
  Orlando, FL
  Birmingham, AL
  Orlando, FL
  Sarasota, FL
  Birmingham, AL

Other Businesses

(dba) KATHLEEN ROAT & COMPANY INC; 1115 Edgewater Drive, Orlando, FL 32804; 1) Insurance; Investment Related; Owner; Start Date 06/1995; 20 hours per month with 5 of those hours per month occurring during trading hours; Sales and service of Annuity, Long-Term Care, Accident/Health and Disability Income insurance products. I also offer Identity Theft insurance. 2) Tax Preparation; Non-Investment Related; President/Owner; Start Date 06/1995; 40 hours per month with some of those hours per month occurring during trading hours; Prepare and file business and personal tax returns. >> KRWEBB LLC; Non-Investment Related; 1115 Edgewater Drive, Orlando, FL 32804; Rental Property; Owner; Start Date 02/2017; 1 hour per month with no hours during trading hours; Receive rental income, pay mortgage and sales tax each month.

Exams

• S63 Uniform Securities Agent State Law Examination
  1986-05-23

Designations