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Richard Ervin Zimmerman

We Family Offices

Coral Gables, FL

New York, NY

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Current Employers
We Family Offices

2811 Ponce De Leon Blvd Suite 840, Coral Gables, FL 33134 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-09-07
  • NY RA
    APPROVED
    Since 2021-09-07

Branch Locations

2811 Ponce De Leon Blvd Suite 840, Coral Gables, FL 33134 • United States

1270 Avenue Of The Americas, Ste 2101, New York, NY 10020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
We Family Offices Llc New York NY 08/2016 Present
  • 08/2016 → Present
    We Family Offices Llc
    New York, NY
Previous Registrations
  • 2004-10-20 → 2005-10-04
    Banc Of America Investment Services, Inc.
    Greenwich, CT
  • 2002-12-04 → 2004-10-20
    Quick & Reilly, Inc.
    Greenwich, CT
Other Businesses

Richard serves on the Ceres President's Council, Earth Charter International Council, Earth Charter Associates Board, Riverkeeper Advisory Board, and Capital Institute Board.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-02-23
S63 Uniform Securities Agent State Law Examination 1993-02-10
  • S65 Uniform Investment Adviser Law Examination
    2000-02-23
  • S63 Uniform Securities Agent State Law Examination
    1993-02-10
Other Names
  • Richard Zimmerman

View on SEC IAPD

Other Firms

RAYMOND JAMES & ASSOCIATES, INC.
STIFEL, NICOLAUS & COMPANY, INCORPORATED
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ACCUMULATOR OPERATIONS LLC
021 INVESTMENTS LLC
VIM WEALTH MANAGEMENT, LLC
CETERA INVESTMENT ADVISERS LLC
AMERANT INVESTMENTS, INC.

Other Investors

MIGUEL ANGEL VIYELLA
SONNIA VIYELLA
SERGIO MARISCAL LOZANO
Heidy Frank
CHRISTOPHER JOHN BRUCE
JUAN PABLO MILITELLO
ANNE-SOPHIE M COLAS
LAURA STECKLER

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · CORAL GABLES, FL
STIFEL, NICOLAUS & COMPANY, INCORPORATED · Coral Gables, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CORAL GABLES, FL
ACCUMULATOR OPERATIONS LLC · CORAL GABLES, FL
021 INVESTMENTS LLC · MIAMI, FL
VIM WEALTH MANAGEMENT, LLC · CORAL GABLES, FL
CETERA INVESTMENT ADVISERS LLC · Coral Gables, FL
VIM WEALTH MANAGEMENT, LLC · Coral Gables, FL

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