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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-06 |
| WA | RA | APPROVED | 2012-02-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Bellingham | WA | 02/2012 | Present |
1. 01/19/2012: SPINNAKER FINANCIAL GROUP/ DBA ONLY/ BELLINGHAM, WA 2. 07/24/2012: OTHER-NOTARY SERVICES / PROVIDE THE OCCASIONAL NOTARY PUBLIC SIGNATURE AND STAMP FOR CLIENTS. / BELLINGHAM, WA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-08-11 |
| S63 | Uniform Securities Agent State Law Examination | 1999-01-04 |
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