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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2025-04-04 |
| TX | RA | APPROVED | 2025-04-04 |
Branch Locations
440 West Main Street Suite 200, Brighton, MI 48116 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| B. Riley Wealth Management | Memphis | TN | 10/2010 | 04/2025 |
| B. Riley Wealth Advisors, Inc. | Memphis | TN | 07/2022 | 04/2025 |
| Stifel, Nicolaus & Company, Incorporated | Brighton | MI | 04/2025 | Present |
1. Finra; 55 west Monroe St. suite 2600 Chicago, IL 60603; financial industry regulator; Industry Arbitrator; could be called on as an industry panelist in an arbitration; 01/01/1990; 0/year; Not during securities trading hours; Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 1985-01-08 |
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