Best Investors Account Sign in
Current Employers
Canterbury Investment Advisors Llc

300 Office Park Drive Suite 230, Mountain Brook, AL 35223 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2023-10-03
  • AL RA
    APPROVED
    Since 2023-10-03

Branch Locations

300 Office Park Drive Suite 230, Mountain Brook, AL 35223 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Scf Securities, Inc. Fresno CA 07/2016 07/2017
Scf Investment Advisors, Inc. Fresno CA 07/2016 07/2017
Dfpg Investments, Inc Sandy UT 11/2017 11/2017
Innovation Partners Llc Charlotte NC 12/2017 05/2018
Canterbury Investment Advisors Llc Mountain Brook AL 02/2018 Present
Innovation Partners Llc Charlotte NC 01/2018 05/2018
Paul Abele, Sole Proprietor Mountain Brook AL 01/1985 Present
United Planners' Financial Services Of America A Limited Partner Scottsdale AZ 07/2017 10/2017
Advisory Services Network Llc Atlanta GA 10/2022 04/2023
Investment Advisor Group Hancock NY 04/2023 09/2023
Previous Registrations
  • 2023-05-01 → 2023-10-02
    Mountain Brook, AL
    Hancock, NY
  • 2022-10-12 → 2023-05-02
    Mountain Brook, AL
    Atlanta, GA
  • 2018-05-24 → 2022-10-11
    Mountain Brook, AL
    Mountain Brook, AL
    Mountain Brook, AL
  • 2018-01-18 → 2018-05-16
    Birmingham, AL
    Charlotte, NC
    Charlotte, NC
  • 2017-11-30 → 2017-11-30
    Dfpg Investments, Llc
    Mountain Brook, AL
    South Jordan, UT
    Sandy, UT
    Mountain Brook, AL
  • 2017-07-20 → 2017-10-25
    Scottsdale, AZ
    Mountain Brook, AL
  • 2016-07-26 → 2017-07-12
    Scf Investment Advisors, Inc.
    Mountain Brook, AL
    San Diego, CA
  • 2013-11-15 → 2016-07-15
    Securities America Advisors, Inc.
    Birminham, AL
  • 2013-11-15 → 2016-07-15
    Arbor Point Advisors
    Birmingham, AL
  • 2013-05-21 → 2013-11-05
    Signature Investments, Inc.
    Birmingham, AL
    Dayton, OH
  • 2012-03-27 → 2013-05-21
    Raleigh, NC
  • 2010-04-15 → 2013-05-13
    Abele Financial Group Llc
    Birmingham, AL
  • 2009-10-06 → 2009-11-09
    Jackson, TN
  • 2009-08-18 → 2009-09-22
    Cincinnati, OH
    Birmingham, AL
  • 2009-03-27 → 2009-07-31
    Ssn Advisory, Inc.
    Birmingham, AL
  • 2008-04-07 → 2009-03-27
    Abele Financial Group Llc
    Birmingham, AL
  • 2007-01-12 → 2008-04-07
    Ssn Advisory, Inc.
    Birmingham, AL
  • 2003-07-22 → 2006-12-31
    Abele Mcgowen Llc
    Birmingham, AL
  • 1999-01-15 → 2003-07-21
    Securities America Advisors, Inc.
    Birmingham, AL
Other Businesses

Paul Abele, Sole Proprietor; Investment Related; Mountain Brook, AL; Insurance Agent; Fixed Insurance Sales; Started 01/1985;Approximately 25% of his time is spent on this activity.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-07-25
S63 Uniform Securities Agent State Law Examination 1985-01-25
  • S65 Uniform Investment Adviser Law Examination
    2016-07-25
  • S63 Uniform Securities Agent State Law Examination
    1985-01-25

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Mountain Brook, AL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor