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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2026-03-16 |
| TX | RA | APPROVED | 2026-03-16 |
Branch Locations
2908 Pumphouse Road Suite 200, Mountain Brook, AL 35243 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Alabama | Tuscaloosa | AL | 01/2016 | 05/2021 |
| Dixon Hughes Goodman, Llp | Birmingham | AL | 01/2021 | 04/2021 |
| Abroms And Associates, P.C. | Florence | AL | 05/2021 | 06/2021 |
| Abroms And Associates, P.C. | Florence | AL | 06/2021 | 09/2022 |
| Lpl Financial Llc | Birmingham | AL | 12/2022 | 09/2025 |
| Ameriprise Financial Services, Llc | Birmingham | AL | 09/2025 | 03/2026 |
| Cetera Wealth Services, Llc | El Segundo | CA | 03/2026 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2026 | Present |
1. NAME OF OTHER BUSINESS: CUNNINGHAM FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 08/2011 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-01-20 |
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