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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2017-06-28 |
Branch Locations
320 Andover Park E. Suite 102, Tukwila, WA 98188 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equitable Of Iowa | Des Moines | IA | 12/1989 | 06/2017 |
| Signator Investors, Inc. | Tukwila | WA | 05/2016 | 06/2017 |
| Commonwealth Financial Network | Waltham | MA | 06/2017 | Present |
1. Fixed insurance sales; as of 12/17/2020; 5% of time spent during business hours; Conducted at branch location; Investment related. 2. Owner & President, Nagai Wealth Management, Inc.; a Private Entity established to facilitate securities, advisory, and insurance business; as of 01/01/2021; 100% of time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-01-18 |
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