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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-02-07 |
| RI | RA | APPROVED | 2005-02-08 |
Branch Locations
10 Memorial Blvd Ste 903, Providence, RI 02903-1152 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Providence | RI | 02/2005 | Present |
1. 1/23/2007- NON-VARIABLE INSURANCE - SELL FIXED LIFE, LTC, & DISABILITY. - PROVIDENCE, RI. 2. 1/23/2008 - DBA ONLY - THE VIRTUS GROUP - PROVIDENCE, RI 3. 12/23/2011 * Speaker/Seminar * NOT INV REL * AT REPORTED BUSINESS LOCATION(S) * TIME SPENT 1%
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-05-01 |
| S63 | Uniform Securities Agent State Law Examination | 1985-01-31 |
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