Patrick Joseph Cooper

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1997 → Present
  Osaic Wealth, Inc.
  Louisville, KY
• 11/1988 → Present
  Financial Services Center
  Louisville, KY

Previous Registrations

• 1991-07-16 → 2011-07-07
  Financial Services Center
  Louisville, KY

Other Businesses

1) FINANCIAL SERVICES CENTER, INVESTMENT RELATED, 1700 UPS DRIVE SUITE 101 LOUISVILLE, KY 40223-4026, ADVISORY REPRESENTATIVE, 1 HOUR PER MONTH, LESS THAN 1 HOUR DURING TRADING HOURS, CURRENTLY INVOLVED IN THE SALE OF TRADITIONAL LIFE INSURANCE, FIXED ANNUITIES AND LONG TERM CARE. 2) SPRING CREEK HOMEOWNERS ASSOCIATION POSITION: President NATURE: Homeowner association to handle the business affairs of the neighborhood. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2003 ADDRESS: *418 Running Spring Drive, Louisville KY 40241, United States DESCRIPTION: I oversee board meetings.

Exams

• S63 Uniform Securities Agent State Law Examination
  1985-03-29

Designations

• Certified Financial Planner