Diana Doeller Cooper

Current Employers

Employment History

• 01/2015 → 08/2016
  Unemployed
  Phoenix, MD
• 08/2016 → 12/2023
  Symphonic Securities
  Lutherville, MD
• 12/2023 → Present
  Summit Financial, Llc
  Parsippany, NJ

Previous Registrations

• 2016-09-22 → 2023-12-20
  Symphonic Financial Advisors Llc
  Lutherville, MD
  New York, NY
• 2012-06-11 → 2015-01-28
  Morgan Stanley
  Baltimore, MD
  Purchase, NY
• 2006-02-21 → 2012-06-11
  Citigroup Global Markets Inc.
  New York, NY
  Owings Mills, MD
  New York, NY
  Baltimore, MD
  New York, NY
• 1995-09-06 → 2006-02-21
  Legg Mason Wood Walker, Incorporated
  Owings Mills, MD

Other Businesses

Name:11 York Road, LLC Investment-related:No Address: 13912 Jarrettsville Pike, Phoenix, MD 21131 Nature:The purpose of the Company is to own, lease and manage residential property; to conduct business for any lawful purpose and do all things necessary, convenient, or incidental to the forgoing. Position, title, or relationship: defined as Managing Member in Operating Agreement. Start date:01/24/08 # of hours/month:5 # of hours during securities trading hours:0 Duties: Basic accounting and other management of property as necessary. NAME: Baltimore County Board of Elections; Non-Investment related; ADDRESS: 11112 Gilroy Road suite 104 Hunt Valley, MD 21031; Supervise political elections for Baltimore County Maryland; Independent Contractor; Start date: 04/18/22; 1 hour per month; 0 hours during securities trading; I am an Election Judge which occurs 2 times a year for 16 hours on each of those 2 days Diana D. Cooper: 13912 Jarrettsville Pike, Phoenix, MD 21131; Provides babysitting services for her grandchild - sole provider of service; start September, 2023; Less than 40 hours per month; 1 or 2 days a week when not working.

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-08-10
• S63 Uniform Securities Agent State Law Examination
  1993-07-30

Other Names

• Diana Doeller Cooper
• Diane Doeller Cooper
• Deedee Cooper