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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-01-19 |
| TX | RA | APPROVED | 2021-01-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Private Bank, National Association | New York | NY | 07/2015 | 01/2021 |
| Stifel Nicolaus & Co Inc | Chapel Hill | NC | 11/2020 | 11/2020 |
| Stifel Nicolaus & Co Inc | Chapel Hill | NC | 01/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-20 |
| S63 | Uniform Securities Agent State Law Examination | 1984-11-29 |
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