Mark Alan Orgel

Employer firm

Orgel Wealth Management, LLC CRD 168219

$9.55B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2013 → Present
  Orgel Wealth Management, Llc
  Eau Claire, WI

Previous Registrations

• 1997-01-16 → 2013-10-24
  Rbc Capital Markets, Llc
  Eau Claire, WI
  Eau Claire, WI

Other Businesses

(1) HEARTLAND EQUITY MANAGEMENT, LLC ("HEM") - Investment-Related, 4800 North Lilac Dr., Brooklyn Center, MN 55429; Nature of other business: HEM is the sole Managing Member of Heartland Equity Partners I, LLC ("HEP I") and HEARTLAND EQUITY PARTNERS II, LLC ("HEP II"); My title and duties: Oversight Member. The Oversight Member provides overall oversight of HEM's activities and supervises HEM's Managing Director; Start date with other business: 09/01/14; Approximate number of hrs/month devoted to other business: 10-15; Approximate number of hrs devoted during trading hours: 2hrs/week. --- (2) HEARTLAND EQUITY PARTNERS I, LLC ("HEP I") - Investment-Related, 4800 North Lilac Dr., Brooklyn Center, MN 55429; Nature of other business: An unregistered pooled investment fund that seeks to invest in majority interests of Upper Midwest companies with sales of $5 to $30 million; My title and duties: Investor; Start date with other business: 09/01/14; Approximate number of hrs/month devoted to other business: 1; Approximate number of hrs devoted during trading hours: less than 1 hr/week. --- (3) CSMP REAL ESTATE, LLC ("CSMP") - Investment-Related, 4800 North Lilac Dr., Brooklyn Center, MN 55429; Nature of other business: A private LLC that owns the real estate on which Cass Precision Machining, LLC operates. HEP I is the majority owner of Cass Precision Machining, LLC. My title and duties: Member. The Members of CSMP (currently 8) manage the business and affairs of CSMP by Member vote; Start date with other business: 09/01/15; Approximate number of hrs/month devoted to other business: less than 1; Approximate number of hrs devoted during trading hours: less than 1 hr/week. --- (4) HEARTLAND EQUITY PARTNERS II, LLC ("HEP II") - Investment-Related, 4800 North Lilac Dr., Brooklyn Center, MN 55429; Nature of other business: An unregistered pooled investment fund that seeks to invest in majority interests of Upper Midwest companies with sales of $5 to $30 million; My title and duties: Investor; Start date with other business: 07/26/18; Approximate number of hrs/month devoted to other business: 1; Approximate number of hrs devoted during trading hours: less than 1 hr/week.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-11-22
• S63 Uniform Securities Agent State Law Examination
  1984-12-07