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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-09-30 |
Branch Locations
600 Country Club View Suite 5, Edwardsville, IL 62025 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade | St. Louis | MO | 09/2006 | 02/2018 |
| Td Ameritrade, Inc. | St Louis | MO | 02/2018 | 01/2019 |
| Td Ameritrade Investment Management, Llc | Omaha | NE | 02/2018 | 03/2018 |
| Stifel, Nicolaus & Company, Incorporated | St. Louis | MO | 01/2019 | Present |
| Stifel Independent Advisors, Llc | St. Louis | MO | 02/2019 | 09/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-02-02 |
| S63 | Uniform Securities Agent State Law Examination | 2014-07-01 |
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