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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2018-10-11 |
| TX | RA | APPROVED_RES | 2009-06-01 |
Branch Locations
6510 South Millrock Drive Suite 100, Holladay, UT 84121 • United States
60 East South Temple 20Th Floor, Salt Lake City, UT 84111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Salt Lake City | UT | 06/2009 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-09-25 |
| S63 | Uniform Securities Agent State Law Examination | 1988-10-06 |
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