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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2011-09-19
  • MO RA
    APPROVED
    Since 2011-09-19

Branch Locations

2850 W Clay Ste 200-A, Saint Charles, MO 63301 • United States

Saint Charles, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfs Investments Inc. Saint Charles MO 10/1984 Present
Nisoa/College Soccer Official St Louis MO 09/1981 Present
Primerica Financial Services Saint Charles MO 02/1991 Present
  • 10/1984 → Present
    Saint Charles, MO
  • 09/1981 → Present
    Nisoa/College Soccer Official
    St Louis, MO
  • 02/1991 → Present
    Primerica Financial Services
    Saint Charles, MO
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-08-25
S63 Uniform Securities Agent State Law Examination 1985-01-04
  • S65 Uniform Investment Adviser Law Examination
    2011-08-25
  • S63 Uniform Securities Agent State Law Examination
    1985-01-04

View on SEC IAPD

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