Scott Michael Browne

Employer firm

Axius Advisors LLC CRD 330006

$624M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2012 → Present
  Axius Financial
  St Charles, MO
• 06/2013 → 07/2025
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 10/2024 → Present
  Axius Advisors Llc
  Saint Charles, MO
• 07/2025 → Present
  Private Client Services
  St Charles, MO

Previous Registrations

• 2013-06-12 → 2025-07-14
  Cambridge Investment Research Advisors, Inc.
  Saint Charles, MO

Other Businesses

1) Various Insurance Companies. Agent. 60 hrs/mo; 25 during trading hrs. Investment related. 2) Axius Advisors, LLC. 2085 Bluestone Dr, Saint Charles, MO 63303. RIA. 180 hrs/mo; 100 during trading hrs. 3) Gloria Capital LLC. 501 Hinsdale Ct, Saint Louis, MO 63119. Private Healthcare Investment: no activity. Member: no duties (this was a one-time investment. If funds are returned at a later date, they will be distributed and the llc will be closed) 0 hrs/mo. Not investment related. 4) Axius Financial. 2085 Bluestone Dr, Saint Charles, MO 63303 Financial Services. Advisor, client services. 160 hrs/mo; 160 during trading hrs. Investment related.

Exams

• S66 Uniform Combined State Law Examination
  2013-06-11
• S63 Uniform Securities Agent State Law Examination
  2012-12-22

Designations

• Chartered Financial Consultant