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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-08-25 |
| NJ | RA | APPROVED | 2021-02-23 |
| HI | RA | APPROVED | 2016-05-31 |
| GA | RA | APPROVED | 2016-02-24 |
Branch Locations
200 S 10Th St, Mcallen, TX 78501 • United States
1003 Bishop St, Honolulu, HI 96813 • United States
Los Fresnos, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Norolk | VA | 04/2013 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-04-23 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-17 |
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