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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2019-07-24 |
Branch Locations
11300 Cantrell Road Suite 101, Little Rock, AR 72212 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 07/2019 |
| Stifel Nicolaus & Co Inc | Hot Springs | AR | 07/2019 | Present |
1, GW Collectibles; 1808 Sulphur Springs Rd, Malvern, AK 72104; Buying and selling of collectible items; Owner/President; Buying and selling collectible item on the weekends or when I travel; 11/21/2022; 10 Hours per Month; Not during securities trading hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-04-25 |
| S63 | Uniform Securities Agent State Law Examination | 1992-11-17 |
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