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David John Reiniger

LPl Financial LLC

Westerville, OH

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-14
OH RA APPROVED 2000-07-07
  • TX RA
    APPROVED
    Since 2026-01-14
  • OH RA
    APPROVED
    Since 2000-07-07

Branch Locations

1001 Eastwind Drive, Suite 202, Westerville, OH 43081 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Westerville OH 06/2000 Present
Other Businesses

1. 6/8/2001 - NO BUSINESS NAME - NON-VARIABLE INSURANCE - INV REL - AT REPORTED BUSINESS LOCATION - Health Life & Fixed Annuities. 2. 1/28/2004 - NO BUSINESS NAME - FAMILY LIMITED PARTNERSHIP - INV REL - AT REPORTED BUSINESS LOCATION - GENERAL PARTNER OF A LIMITED FAMILY PARTNERSHIP, ESTABLISHED TO HOLD AND PROTECT PERSONAL ASSETS. 3. 5/16/2011 - 1001 Eastwind Condo association - Non-Profit Board Member - NOT INV REL - AT REPORTED BUSINESS LOCATION - I would be an officer of the condo association that I run Reiniger & Associates out of. It would involve managerial decisions, spending decisions, I would be in charge of writing checks for bills and depositing condo fees into the associations accts - 5% TIME SPENT. 4. 6/13/2016 - Reiniger & Associates, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2000 - 200 Hours Per Month During Securities Trading. 5. 05/26/2022 - No Business Name - Not Investment Related - Westerville, OH 43081 - Real Estate Rental - Start Date - 06/01/2022 - 3 Hours Per Month/ 0 Hours During Securities Trading. 6. 09/07/2022 - No Business Name - Investment Related - Westerville OH 43081 - Real Estate Rental - Start Date - 07/01/2022 - 3 Hours Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-02-17
  • S63 Uniform Securities Agent State Law Examination
    1986-02-17
Designations

View on SEC IAPD

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