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2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2021-05-11 |
Branch Locations
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Stamford | CT | 04/2015 | 11/2016 |
| Bank Of America, N.A. | Stamford | CT | 09/2015 | 11/2016 |
| Quest Capital Strategies, Inc. | Lake Forest | CA | 05/2017 | 12/2019 |
| Corporate Computer Solutions | Harrison | NY | 01/2017 | Present |
| Stonex Securities Inc | Ridgefield | CT | 12/2019 | Present |
| Stonex Advisors Inc | Ridgefield | CT | 12/2019 | Present |
1) CORPORATE COMPUTER SOLUTIONS, INC. - NON-INVESTMENT RELATED. 55 HALSTEAD AVENUE, HARRISON, NY 10528. NATURE OF BUSINESS: COMPUTER HARDWARE AND SOFTWARE EQUIPMENT SALES. 0% OWNER, POSITION: CFO. STARTED 1/2017. 40HRS/MO AND 30HRS/MO DURING TRADING HRS. DUTIES: PREPARE FINANCIAL STATEMENTS. 2) DJM MANAGEMENT, LLC, PO BOX 451, RIDGEFIELD, CT 06877 NATURE OF BUSINESS: IT OWNS RESIDENTIAL RENTAL REAL ESTATE INVESTMENT RELATED: NO BUSINESS POSITION: MEMBER BUSINESS DUTIES: I AM A PASSIVE MEMBER IN THIS ENTITY BUSINESS START DATE: 09/14/2018 APPROXIMATELY ONE HOUR SPENT ON THIS OBA MONTHLY WITH ZERO SPENT ON THIS OBA MONTHLY DURING MARKET HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-06-18 |
| S63 | Uniform Securities Agent State Law Examination | 1985-12-20 |
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