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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 1998-04-12 |
| TX | RA | APPROVED_RES | 1994-09-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rockford | IL | 09/1985 | Present |
| Bank Of America, N.A. | Rockford | IL | 12/2009 | Present |
I*2286272, Entity Type: , Name of OBA: O P M, Address: Rockford, Illinois, 61108, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 02-Apr-2025, No Hours: 1 Weekly, No Hours during Trading: 1 Weekly, Duties: I*2287273, Entity Type: , Name of OBA: W S M, Address: Rockford, Illinois, 61108, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 02-Apr-2025, No Hours: 1 Weekly, No Hours during Trading: 1 Weekly, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-06-05 |
| S63 | Uniform Securities Agent State Law Examination | 1984-10-23 |
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