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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-10-21
MN RA APPROVED 2014-02-06
  • TX RA
    APPROVED_RES
    Since 2016-10-21
  • MN RA
    APPROVED
    Since 2014-02-06

Branch Locations

422 South Minnesota Avenue, St. Peter, MN 56082 • United States

St Peter, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. St Peter MN 09/2005 03/2020
Ameriprise Financial Services, Llc St Peter MN 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 422 S. Minnesota Ave St. Peter, MN 56082, ,; Investment-Related; 01/01/2001 / Single Family; Apartment/Rental Unit above primary office location 422 1/2 Sout, ,; Not Investment-Related; 01/01/2001.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-11-27
  • S63 Uniform Securities Agent State Law Examination
    1984-11-27
Other Names
  • Mark Bollum

View on SEC IAPD

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