Geoffrey Dale Klein

Current Employers

Employment History

• 01/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 08/2012 → Present
  Advisornet Wealth Partners
  Minneapolis, MN
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

(1) FIXED INSURANCE, LIFE, DISABILITY, ANNUITIES, LONG-TERM CARE; (2) ADVISORNET FINANCIAL INC, DBA ADVISORNET WEALTH PARTNERS - CRD #113074; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: ADVISORY BUSINESS, POSITION/TITLE/RELATIONSHIP: ADVISORY REPRESENTATIVE, BRIEF DESCRIPTION OF DUTIES: FEE BASED FINANCIAL PLANNING, ASSET MANAGEMENT; (3) MINNESOTA GOLF ASSOCIATION, NOT INVESTMENT RELATED, 6550 YORK AVE. S. STE. 211, EDINA, MN 55435, GOLF ASSOCIATION, START 11/05/2013, 1HR/WK (NON-TRADING HOURS), DIRECTOR, ATTEND REGIONAL & COMMITTEE MEETINGS, PROVIDE IDEAS, PROMOTE TO LOCAL GOLF CLUBS; (4) NAME OF OTHER BUSINESS: ALIGNED WEALTH PLANNING GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 5/2023; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 20; BRIEF DESCRIPTION OF DUTIES: IDENTIFY RISKS AND OPPORTUNITIES, OFFER SOLUTIONS TO MEET GOALS AND NEEDS, MONITOR PROGRESS TOWARDS GOALS;

Exams

• S66 Uniform Combined State Law Examination
  2005-01-18

Other Names

• Geoffrey Klein