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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-12-16
MN RA APPROVED 2019-04-23
  • TX RA
    APPROVED
    Since 2019-12-16
  • MN RA
    APPROVED
    Since 2019-04-23

Branch Locations

Mankato, MN • United States

422 South Minnesota Avenue, St. Peter, MN 56082 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. St Peter MN 03/2018 03/2020
Scheels All Sports Mankato MN 04/2011 01/2018
Unemployed St. Peter MN 01/2018 03/2018
Ameriprise Financial Services, Llc St Peter MN 03/2020 Present
  • 03/2018 → 03/2020
    Ameriprise Financial Services, Inc.
    St Peter, MN
  • 04/2011 → 01/2018
    Scheels All Sports
    Mankato, MN
  • 01/2018 → 03/2018
    Unemployed
    St. Peter, MN
  • 03/2020 → Present
    St Peter, MN
Other Businesses

Real Estate Ownership; Inherited agricultural land held in a family trust. The property is undivided and I own 1/2 of a 1/5 share.; N/A, , N/A, MN, 56082; Not Investment-Related; 10/01/2020. Business Ownership; WER5 LLC; Co-owner; I've been asked to become the Registered Agent on an LLC held from an estate settlement that my aunts, uncle and my Mother started when my Grandfather passed. I inherited ownership of the LLC when my Mother passed and recently discussed taking management responsibility of the LLC. At this point the only thing held in the LLC is a bank account with around $2000 in in it. There is little to no income passed through the LLC at this point.; 20 Turner Ct , , Mankato , MN, 56001; Not Investment-Related; 09/17/2015; 0 hours per month; 0 during trading hours / Five Oaks RE, LLC; Co-owner; Real Estate; 422 S Minnesota Ave, , St. Peter, MN, 56082; Not Investment-Related; 03/31/2026; 1 to 9 hours per month; 1 to 9 during trading hours / Five Oaks, LLC; Co-owner; Manage Ameriprise Business; 422 South Minnesota Avenue , , St. Peter, MN, 56082; Not Investment-Related; 03/31/2026; 60 hours per month; 60 during trading hours. Outside Employment; Five Oaks, LLC; Co-owner; Manage advisory business; 422 S Minnesota Avenue, , St. Peter, MN, 56082; Not Investment-Related; 03/31/2026; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-22
  • S66 Uniform Combined State Law Examination
    2019-04-22
Other Names
  • Lucas Bollum
  • Lucas Charles Bollum

View on SEC IAPD

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