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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2023-08-10 |
Branch Locations
711 2Nd Ave Se Ste 200, Cedar Rapids, IA 52401 • United States
3507 Meadow View Ct Ne, Cedar Rapids, IA 52411 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Minnesota Life | St. Paul | MN | 03/2000 | 08/2023 |
| Securian Advisors Of Iowa Inc | Hiawatha | IA | 03/2000 | 08/2023 |
| Securian Financial Services | St. Paul | MN | 04/2000 | 08/2023 |
| Cetera Wealth Services, Llc | Cedar Rapids | IA | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
| Winnerlynk Advisory | Cedar Rapids | IA | 06/2020 | Present |
1. SAMA FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 09/25/2019 ADDRESS: , Hiawatha IA , United States DESCRIPTION: Agent/Broker; 2. CFP DISCIPLINARY BOARD POSITION: Advisory Board NATURE: volunteer on DEC CFP INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 03/19/2021 ADDRESS: 6837 Kent Dr NE, Cedar Rapids IA 52402, United States DESCRIPTION: I was asked to serve on the CFP Board's disciplinary and ethics commission'; 3. NAME OF OTHER BUSINESS: WINNERLYNK ADVISORY, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 06/2020, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4. NAME OF OTHER BUSINESS: BREAKFAST OF CHAMPIONS; INVESTMENT RELATED: NO; ADDRESS: 711 2ND AVE SE STE 200 CEDAR RAPIDS, IA 52401; NATURE OF BUSINESS: NETWORKING GROUP; START DATE: 04/2024; POSITION/TITLE/RELATIONSHIP: MEMBERSHIP COORDINATOR; APX NUMBER OF HOURS PER WEEK: 0.5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: REVIEWING APPLICATIONS FOR MEMBERSHIP TO THIS REFERRAL BASED NETWORKING, SOCIAL GROUP; 5. NAME OF OTHER BUSINESS: GUIDE WEALTH PARTNERS; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 8/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-09-04 |
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