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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2023-08-10
  • IA RA
    APPROVED
    Since 2023-08-10

Branch Locations

711 2Nd Ave Se Ste 200, Cedar Rapids, IA 52401 • United States

3507 Meadow View Ct Ne, Cedar Rapids, IA 52411 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life St. Paul MN 03/2000 08/2023
Securian Advisors Of Iowa Inc Hiawatha IA 03/2000 08/2023
Securian Financial Services St. Paul MN 04/2000 08/2023
Cetera Wealth Services, Llc Cedar Rapids IA 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
Winnerlynk Advisory Cedar Rapids IA 06/2020 Present
  • 03/2000 → 08/2023
    Minnesota Life
    St. Paul, MN
  • 03/2000 → 08/2023
    Securian Advisors Of Iowa Inc
    Hiawatha, IA
  • 04/2000 → 08/2023
    Securian Financial Services
    St. Paul, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Cedar Rapids, IA
  • 08/2023 → Present
    Schaumburg, IL
  • 06/2020 → Present
    Winnerlynk Advisory
    Cedar Rapids, IA
Previous Registrations
  • 2002-09-30 → 2023-08-10
    Securian Financial Services, Inc.
    Hiawatha, IA
    Cedar Rapids, IA
    St. Paul, MN
  • 2000-09-22 → 2004-12-31
    Cauldwell Financial Group Inc
    Hiawatha, IA
Other Businesses

1. SAMA FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 09/25/2019 ADDRESS: , Hiawatha IA , United States DESCRIPTION: Agent/Broker; 2. CFP DISCIPLINARY BOARD POSITION: Advisory Board NATURE: volunteer on DEC CFP INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 03/19/2021 ADDRESS: 6837 Kent Dr NE, Cedar Rapids IA 52402, United States DESCRIPTION: I was asked to serve on the CFP Board's disciplinary and ethics commission'; 3. NAME OF OTHER BUSINESS: WINNERLYNK ADVISORY, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 06/2020, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4. NAME OF OTHER BUSINESS: BREAKFAST OF CHAMPIONS; INVESTMENT RELATED: NO; ADDRESS: 711 2ND AVE SE STE 200 CEDAR RAPIDS, IA 52401; NATURE OF BUSINESS: NETWORKING GROUP; START DATE: 04/2024; POSITION/TITLE/RELATIONSHIP: MEMBERSHIP COORDINATOR; APX NUMBER OF HOURS PER WEEK: 0.5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: REVIEWING APPLICATIONS FOR MEMBERSHIP TO THIS REFERRAL BASED NETWORKING, SOCIAL GROUP; 5. NAME OF OTHER BUSINESS: GUIDE WEALTH PARTNERS; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 8/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-09-04
  • S63 Uniform Securities Agent State Law Examination
    1998-09-04
Designations
Other Names
  • Janet Ruth Winner

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