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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-04-19 |
| WA | RA | APPROVED | 2018-10-11 |
Branch Locations
4041 Ruston Way Ste 102, Tacoma, WA 98402-5300 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Tacoma | WA | 05/2014 | Present |
| Financial Advocates Investment Management | Olympia | WA | 05/2014 | 10/2018 |
1. 2/4/2015: SCOTT D. MALOY, CFP, LLC - Investment Related - At Reported Business Location(s) - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - STARTED 09/22/2014 - 0 Hours Per Month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-07-13 |
| S63 | Uniform Securities Agent State Law Examination | 1984-11-26 |
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