Mark Alan Smith

Current Employers

Employment History

• 05/1984 → 01/2018
  Daryl D Smith Co., Inc.
  Atlantic, IA
• 11/2009 → Present
  Principal Life Insurance Co
  Atlantic, IA
• 03/2016 → Present
  Principal Securities Inc
  Atlantic, IA
• 02/2026 → Present
  Heartland Wealth Advisors
  Atlantic, IA

Previous Registrations

• 2010-02-03 → 2015-12-31
  Smith Darryl D Co Inc
  Atlantic, IA
• 2004-07-23 → 2009-11-02
  Smith Hayes Advisers Inc
  Atlantic, IA
  Lincoln, NE
• 1999-01-01 → 2004-01-26
  Smith Darryl D Co Inc
  Atlantic, IA

Other Businesses

**TOWNE CENTER PROPERTIES LLC. 05/2010-PRESENT. MANAGING MEMBER OF LLC, DUTIES INCLUDE COLLECTING RENT, MAINTAINING OCCUPANCY, OVERSEEING MAINTENANCE. REP ALSO PROVIDES QUARTERLY FINANCIAL REPORTS TO MEMBERS. **ATLANTIC AIRPORT COMMISSION. 05/2010-PRESENT. MEMBER OF A 5 PERSON BOARD WHICH OVERSEES OPERATIONS OF THE AIRPORT FOR THE CITY OF ATLANTIC, IOWA. **Whitney Group, LLC, Member of LLC that owns and operates apartment buildings, 12/22/15. **Darryl D Smith Co., Inc., Owner, used for business expenses, no DBA, 12/21/16. **Fixed Insurance, Life, Annuities, LTC, DI, 12/21/16. **Atlantic High School Senior Alumni Scholarship Foundation; Not Investment Related; PO Box 205, Atlantic, IA 50022; Director; Director of foundation. Foundation awards 3-4 scholarships per year.; Start Date: 08/16/2018; 1 hrs per month; 0 during trading hours. **SWIF LLC; Not Investment Related; Atlantic, IA; Co-Owner; Entity to own an airplane.; Start Date: 02/16/2021; na hrs per month; na during trading hours. **HEARTLAND WEALTH ADVISORS, LLC POSITION: Owner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 02/01/2026 ADDRESS: 603 POPLAR ST, PO Box 478, ATLANTIC IA 50022, United States DESCRIPTION: Created LLC for legal and tax purposes as well as liability protection. **HEARTLAND WEALTH ADVISORS (DBA) POSITION: Managing Partner NATURE: Business Consulting, DI, Fee Based Financial Planning, Financial Strategies/Needs Analysis, Life Insurance Annuities, Mutual Funds, Securities VA/VL, Seminars and Educational Workshops INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 02/01/2026 ADDRESS: 603 POPLAR ST, PO Box 478, ATLANTIC IA 50022, United States DESCRIPTION: DBA Marketing Name.

Exams

• S63 Uniform Securities Agent State Law Examination
  1985-01-04

Designations