Louis Anthony Gardner

Current Employers

Employment History

• 11/2007 → Present
  Gardner Brown Associates Inc
  Los Alamitos, CA
• 10/2013 → 11/2025
  Lion Street Financial
  San Clemente, CA
• 12/2013 → 11/2025
  Lion Street Advisors, Llc
  San Clemente, CA
• 07/2025 → Present
  Integrity Alliance
  San Clemente, CA

Previous Registrations

• 2013-12-26 → 2025-11-03
  Lion Street Advisors, Llc
  Austin, TX
  San Clemente, CA
• 2008-05-06 → 2013-11-05
  Partnervest Advisory Services Llc
  San Clemente, CA
  Santa Barbara, CA

Other Businesses

1.KNIGHTS OF COLUMBUS POSITION: Board Member NATURE: Fraternal Catholic organization that focusing on Charity, Unity and Fraternity. They raise money through various activities and then donate to organizations such as Wounded Warriers, Coats for Kids. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/30/2011 ADDRESS: 1211 Via Visalia, San Clemente CA 92672, United States DESCRIPTION: My role is to help the board members conduct meeting using the protocol of the Knights of Columbus Handbook. 2.ROOSTERS FOUNDATION OF ORANGE COUNTY POSITION: Board Member NATURE: 501-C-3 organization that raises funds through an annual food event and golf tournament. All revenue is then given to smaller 501-C-3 organizations in Orange County, Ca who focus on children in need and/or at risk INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2009 ADDRESS: 2222 Michelson Drive, Irvine CA 92612, United States DESCRIPTION: I am responsible for helping all first year Roosters learn about the organization and how best serve in a voluntary capacity. 3.ARDNER BROWN ASSOCIATES INC POSITION: Employee NATURE: Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 20 START DATE: 03/01/2008 ADDRESS: 203 Trafalgar Lane, SAN CLEMENTE CA 92672, United States DESCRIPTION: Health and Life Insurance sales

Exams

• S66 Uniform Combined State Law Examination
  2007-08-17
• S63 Uniform Securities Agent State Law Examination
  1984-11-29

Other Names

• Louis Anthony Gardner
• Lou Gardner