Best Investors Account Sign in

Victoria Lynne Barbisan

Ameriprise Financial Services, LLC

Newport Beach, CA

Huntington Beach, CA

Claim This Profile
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2009-10-05
  • CA RA
    APPROVED
    Since 2009-10-05

Branch Locations

660 Newport Center Dr Ste 800, Newport Beach, CA 92660 • United States

Huntington Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Irvine CA 10/2009 03/2020
Ameriprise Financial Services, Inc. Irvine CA 10/2009 03/2020
Ameriprise Financial Services, Llc Irvine CA 03/2020 Present
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Irvine, CA
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Irvine, CA
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Irvine, CA
Previous Registrations
  • 2007-08-13 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Irvine, CA
    Irvine, CA
  • 2001-02-08 → 2004-03-09
    Morgan Stanley Dw Inc.
    Newport Bch, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-08-10
S63 Uniform Securities Agent State Law Examination 1990-09-12
  • S65 Uniform Investment Adviser Law Examination
    2007-08-10
  • S63 Uniform Securities Agent State Law Examination
    1990-09-12
Other Names
  • Vicki Lynne Thompson
  • Vicki Lynne Sievers

View on SEC IAPD

Other Firms

OKAPI CAPITAL, LLC
OCVC, LLC
MIG CAPITAL, LLC
RESEARCH AFFILIATES
PAAMCO PRISMA, LLC
COMPOSITION WEALTH, LLC
J.P. MORGAN SECURITIES LLC
MARINER

Other Investors

WILLIAM ERIC BLANTON
Travis L. Shirley
Michael Schanna
Rebekah A. Beekie
WILLIAM BENJAMIN SHAPIRO
Austin Mascorro
Bruce Lyle
Philip Pluta

Other Offices

OKAPI CAPITAL, LLC · NEWPORT BEACH, CA
OCVC, LLC · NEWPORT BEACH, CA
MIG CAPITAL, LLC · NEWPORT BEACH, CA
RESEARCH AFFILIATES · NEWPORT BEACH, CA
PAAMCO PRISMA, LLC · NEWPORT BEACH, CA
COMPOSITION WEALTH, LLC · Newport Beach, CA
J.P. MORGAN SECURITIES LLC · NEWPORT BEACH, CA
J.P. MORGAN SECURITIES LLC · Newport Beach, CA

More in Newport Beach, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor