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Current Employers
Vanderbilt Advisory Services

125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-10-26
  • CA RA
    APPROVED
    Since 2016-10-26

Branch Locations

125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Vanderbilt Securities, Llc Melville NY 02/2011 Present
  • 02/2011 → Present
    Vanderbilt Securities, Llc
    Melville, NY
Other Businesses

VETERANS ADMINISTRATION - NON INV. RELATED. ADDRESS: 79 MIDDLEVILLE ROAD. NORTHPORT, NEW YORK 11768, START DATE: 10/01/2015. TITLE: REGISTERED NURSE. DUTIES: STAFF NURSE. TIME SPENT DURING REGULAR HOURS: 0%

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-03-20
  • S63 Uniform Securities Agent State Law Examination
    1984-03-20

View on SEC IAPD

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