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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2014-01-21
  • MN RA
    APPROVED
    Since 2014-01-21

Branch Locations

3065 Centre Pointe Dr Ste 2, Roseville, MN 55113-1118 • United States

Dellwood, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco/Private Ledger Corp. Dellwood MN 09/2007 Present
  • 09/2007 → Present
    Linsco/Private Ledger Corp.
    Dellwood, MN
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-11-28
  • S63 Uniform Securities Agent State Law Examination
    1984-11-28
Other Names
  • Annette Sue Theno
  • Annette Sue Hungate
  • Annette Sue Hungate
  • Annette Sue Hungate
  • Annette Sue Theno

View on SEC IAPD

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