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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2017-12-11
  • PA RA
    APPROVED
    Since 2017-12-11

Branch Locations

4495 Old William Penn Hwy, Murrysville, PA 15668 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dollar Financial Service Murrysville PA 11/1989 Present
Trustmark Financial Group, Inc. Greensburg PA 01/2000 12/2017
Cambridge Investment Research, Inc. Fairfield IA 12/2017 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 12/2017 Present
  • 11/1989 → Present
    Dollar Financial Service
    Murrysville, PA
  • 01/2000 → 12/2017
    Trustmark Financial Group, Inc.
    Greensburg, PA
  • 12/2017 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 12/2017 → Present
    Fairfield, IA
Previous Registrations
Other Businesses

1. GBU FINANCIAL LIFE, 4254 SAW MILL RUN BLVD, PITTSBURGH, PA, 11/2009 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 10/MO - 1/TRADING. 2. TRI-STATE BROKERAGE, BANCO BUSINESS PARK 2000 COMMERCE LOOP STE 2109, NORTH HUNTINGDON, PA, 6/2013 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 4/MO - 1/TRADING. 3. DALLER PUZAK PARTNERSHIP, 4495 PENN WILLIAM PENN HWY, MURRYSVILLE, PA, 1/1991 AS OWNER/PARTNER OF RENTAL OFFICE SPACE. NIR - 20/YR - 5/TRADING. 4. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 5. NSS LIFE, 351 VALLEY BROOK RD, MCMURRAY, PA, 12/2009. INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL-5/YR-0/TRADING. 6. DOLLAR FINANCIAL, 4495 Old William Penn Hwy, Murrysville PA 15632, 01/01/2000, Agent, Using a Trade Name/dba, INV REL, 80 HR/MO, 70 HR/MO TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-11-07
S63 Uniform Securities Agent State Law Examination 1984-11-01
  • S65 Uniform Investment Adviser Law Examination
    2002-11-07
  • S63 Uniform Securities Agent State Law Examination
    1984-11-01
Other Names
  • Butch Daller

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