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James G Armistead

Wells Fargo Clearing Services, LLC

St. Louis, MO

CRD 1311794

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2023-05-01
  • MO RA
    APPROVED
    Since 2023-05-01

Branch Locations

One N Jefferson Ave, St. Louis, MO 63103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Clearing, Llc St. Louis MO 04/2009 11/2016
Wells Fargo Advisors, Llc St. Louis MO 11/2016 11/2016
Wells Fargo Clearing Services, Llc St. Louis MO 11/2016 10/2020
Wells Fargo Clearing Services St Louis MO 11/2020 01/2021
Wells Fargo Clearing Services St Louis MO 01/2021 Present
  • 04/2009 → 11/2016
    First Clearing, Llc
    St. Louis, MO
  • 11/2016 → 11/2016
    Wells Fargo Advisors, Llc
    St. Louis, MO
  • 11/2016 → 10/2020
    Wells Fargo Clearing Services, Llc
    St. Louis, MO
  • 11/2020 → 01/2021
    Wells Fargo Clearing Services
    St Louis, MO
  • 01/2021 → Present
    Wells Fargo Clearing Services
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-20
S63 Uniform Securities Agent State Law Examination 1998-01-05
  • S66 Uniform Combined State Law Examination
    2023-04-20
  • S63 Uniform Securities Agent State Law Examination
    1998-01-05
Other Names
  • James G Armistead
  • Jim Armistead
  • James G Armistead
  • James Greenleaf Armistead

View on SEC IAPD

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Nearby Offices

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