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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-01-09 |
| IL | RA | APPROVED | 2018-07-30 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Champaign | IL | 11/2012 | 07/2018 |
| Bank Of America, N.A. | Champaign | IL | 01/2013 | 07/2018 |
| Charles Schwab & Co., Inc | Champaign | IL | 07/2018 | Present |
| Emmber Grp Llc | Champaign | IL | 07/2018 | Present |
EMMBER GRP LLC| START DATE 07/2018| Champaign,IL|RUNS INCOME TO IN ORDER TO PAY EXPENSES ASSOCIATED WITH THE BUSINESS NON INVESTEMENT RELATED. FOR APPROXIMATELY 20+ HOURS PER MONTH
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-04-03 |
| S63 | Uniform Securities Agent State Law Examination | 1984-12-14 |
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