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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2005-09-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Schererville | IN | 09/2005 | Present |
1. Owner of a home that I being rented out; 1651 Dogwood Drive Crown Point IN 46307; Rental Home; Home Owner; Renting; affiliation started 10/31/2007; 0.00 hours per day; not during securities trading hours; not investment-related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-06-10 |
| S63 | Uniform Securities Agent State Law Examination | 1993-12-03 |
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