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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2021-03-29
TX RA APPROVED 2021-03-29
  • IN RA
    APPROVED
    Since 2021-03-29
  • TX RA
    APPROVED
    Since 2021-03-29

Branch Locations

10550 Broadway, Crown Point, IN 46307 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Crown Point IN 01/2021 Present
Kn Real Estate Investors Highland IN 11/2013 03/2017
Transunion Chicago IL 04/2017 01/2021
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-26
  • S66 Uniform Combined State Law Examination
    2021-03-26
Designations

View on SEC IAPD

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