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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-09-25 |
| VA | RA | APPROVED | 2009-09-25 |
Branch Locations
1200 Commerce Street Suite 100, Lynchburg, VA 24504 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Lynchburg | VA | 09/2009 | Present |
1. LMST LLC; 121 River Rd, Lynchburg, VA 24517; Home building/rental properties; Owner; 1 Hour per Week; Not during securities trading hours; Investment-Related. 2. Baldwyn Group LLC; 309 Robert Coggins Drive , Baldwyn, Ms. 37824; Owns a commercial building/plant; Owner; Voting among 7 members; 07/22/2011; 1 Hour per Quarter; Not during securities trading hours; Investment-Related. 3. Notary 4. Lane Memorial Methodist Church; 1201 Bedford Ave Altavista, VA 24517; Methodist Church; Member of the Administrative Council; Chair Finance Committee and have a vote in matters that come before the Administrative Council and Finance Committee; 06/21/1995; 1hr/mth; During securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1991-06-26 |
| S63 | Uniform Securities Agent State Law Examination | 1984-10-25 |
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