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Mark Alan Province

Stifel, Nicolaus & Company, Incorporated

Oklahoma City, OK

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2022-06-02
TX RA APPROVED 2022-06-01
  • OK RA
    APPROVED
    Since 2022-06-02
  • TX RA
    APPROVED
    Since 2022-06-01

Branch Locations

6301 Waterford Boulevard, Oklahoma City, OK 73118 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Oklahoma City OK 09/2011 11/2016
Wells Fargo Clearing Services, Llc Oklahoma City OK 11/2016 05/2022
Stifel Nicolaus & Co Inc Oklahoma City OK 06/2022 Present
  • 09/2011 → 11/2016
    Wells Fargo Advisors
    Oklahoma City, OK
  • 11/2016 → 05/2022
    Wells Fargo Clearing Services, Llc
    Oklahoma City, OK
  • 06/2022 → Present
    Stifel Nicolaus & Co Inc
    Oklahoma City, OK
Previous Registrations
  • 2011-09-02 → 2022-06-06
    Wells Fargo Clearing Services, Llc
    Oklahoma City, OK
    Oklahoma City, OK
  • 2009-06-01 → 2011-09-23
    Morgan Stanley
    Oklahoma City, OK
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Oklahoma City, OK
  • 2004-09-20 → 2007-04-02
    Morgan Stanley Dw Inc.
    Oklahoma City, OK
    Oklahoma Cty, OK
  • 2000-09-27 → 2004-10-01
    Ubs Financial Services Inc.
    Edmond, OK
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-10-23
S63 Uniform Securities Agent State Law Examination 1984-11-08
  • S65 Uniform Investment Adviser Law Examination
    1996-10-23
  • S63 Uniform Securities Agent State Law Examination
    1984-11-08

View on SEC IAPD

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